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Administrative proceeding
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521	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 5, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-05 13:53:27 Damasco Value added tax Business Money Finance Public finance Tax
522	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]November 3, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-03 13:08:54 Financial markets Self-regulatory organizations United States securities law Municipal Securities Rulemaking Board Financial regulation United States Securities and Exchange Commission Security Municipal bond U.S. Securities and Exchange Commission Financial economics Investment Finance
523	INITIAL DECISION RELEASE NO. 708 ADMINISTRATIVE PROCEEDING FILE NO[removed]UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-24 14:49:24 76th United States Congress 73rd United States Congress Government Financial economics Corporate crime Investment Company Act U.S. Securities and Exchange Commission Securities and Exchange Commission Investment Advisers Act United States securities law Financial regulation United States Securities and Exchange Commission
524	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 11, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-11 09:52:18 Damasco Finance Public finance Tax
525	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]November 26, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-26 10:51:09 United States Securities and Exchange Commission Financial regulation Corruption Securities fraud U.S. Securities and Exchange Commission Securities and Exchange Commission Securities Exchange Act Financial system Financial economics United States securities law Securities 73rd United States Congress
526	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 22, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-22 08:57:36 Securities Exchange Act U.S. Securities and Exchange Commission Financial regulation Government Financial economics United States securities law United States Securities and Exchange Commission 73rd United States Congress
527	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 4, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-04 08:47:25 Corporate crime U.S. Securities and Exchange Commission Securities Exchange Act Financial regulation Government United States United States securities law United States Securities and Exchange Commission 73rd United States Congress
528	INITIAL DECISION RELEASE NO. 714 ADMINISTRATIVE PROCEEDING File No[removed]UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-03 13:03:00 Securities and Exchange Commission Form 10-Q Security Government Finance Financial regulation SEC filings Securities Exchange Act U.S. Securities and Exchange Commission
529	ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF SOUTH CAROLINA IN THE MATTER OF: Add to Reading List Source URL: www.scag.gov Language: English - Date: 2014-12-08 13:25:17 Financial system Finance Broker-dealer Fixed income market Securities Act Investment Advisor United States securities law Financial economics United States Securities and Exchange Commission
530	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release No[removed]October 30, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-30 10:36:07 United States securities law 76th United States Congress Registered Investment Advisor Investment Advisers Act Hedge fund Securities regulation in the United States Tom Petters U.S. Securities and Exchange Commission Securities Act Financial economics Finance Business

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